fix: 第23轮搜索审计修复 — De Morgan组内日期/空查询守卫/NULL JSONB等7项

- R23-1 (CRITICAL): Tokenizer尾随间隙捕获误缩进，导致全部field标签失效
- R23-2 (LOW): _parse_range字段归一化
- R23-3 (MEDIUM): YYYY-M单月日期不匹配
- R23-4 (MEDIUM): has_not未检查group_negated
- R23-5 (CRITICAL): NOT组内日期范围De Morgan错误，新增_build_date_cond_from_pp()
- R23-6 (HIGH): 空查询返回全部文献，增加text("FALSE")守卫
- R23-7 (MEDIUM): NULL JSONB/TEXT + NOT排除NULL行

1007 tests passed

backend/app/services/pubmed_query_parser.py

@@ -284,6 +284,11 @@ def tokenise(query: str) -> list[Token]:
                 tokens.append(Token(ttype, value))
                 if len(tokens) > MAX_TERMS:
                     raise ParseError(f"查询词过多（超过 {MAX_TERMS} 个），降级为简单文本搜索")
+    # R23-1: capture trailing characters after last token
+    if last_end < len(query):
+        gap = query[last_end:]
+        if gap.strip():
+            tokens.append(Token(TokenType.WORD, gap.strip()))
     tokens.append(Token(TokenType.EOF))
     return tokens
 
@@ -443,9 +448,10 @@ class PubmedQueryParser:
         # 同时 has_not/not_terms 也只考虑非分组词
         _ungrouped = [t for t in terms if not getattr(t, '_is_range_end', False) and t.group_id < 0]
         # P12: has_not 同时检查分组内 NOT（如 NOT (a OR b)）
+        # R23-3: 也检查 group_negated（NOT 包组时 is_not 被还原，group_negated 真正标记）
         result.has_not = any(t.is_not for t in _ungrouped) or any(
             t.is_not for g in result.groups for t in g
-        ) or any(t.is_not for t in result._date_range_markers)
+        ) or any(result.group_negated) or any(t.is_not for t in result._date_range_markers)
         result.not_terms = [t for t in _ungrouped if t.is_not]
         for t in _ungrouped:
             self._dispatch_term(result, t)
@@ -869,6 +875,10 @@ class PubmedQueryParser:
         if self.peek().type == TokenType.FIELD:
             ft = self.advance()
             field = ft.value[1:-1].upper()
+        # R23-2: normalize field label for non-date ranges too
+        _norm = _normalize_field_label(field)
+        if _norm is not None:
+            field = _norm
 
         if field in _DATE_RANGE_FIELDS:
             attr_map = {
@@ -1009,9 +1019,11 @@ def parse_pubmed_query(query: str) -> ParsedPubmedQuery:
             query,
         )
         # P5: Normalize YYYY-MM (partial month) to YYYY-MM-01 when followed by date field tag
+        # R23-3: support single-digit month (2024-1[DP] → 2024-01-01)
+        # The \s*\[ lookahead prevents false match on YYYY-MM-DD sequences
         query = re.sub(
-            r'(\b\d{4}-\d{2})(?!-\d)(?=\s*\[(?:DP|EDAT|DEP|CRDT|MHDA|LR|DCOM)\])',
-            r'\1-01',
+            r'(\b\d{4})-(\d{1,2})(?=\s*\[(?:DP|EDAT|DEP|CRDT|MHDA|LR|DCOM)\])',
+            lambda m: f'{m.group(1)}-{int(m.group(2)):02d}-01',
             query,
         )
         tokens = tokenise(query)

backend/app/services/search_engine.py

@@ -673,6 +673,9 @@ class AdvancedSearchEngine:
 
         if conditions:
             q = q.where(and_(*conditions))
+        elif not _keyset_cond:
+            # R23-3: empty query with no criteria should return nothing, not all literature
+            q = q.where(text("FALSE"))
         q = q.order_by(*AdvancedSearchEngine._apply_order_by(sort, _relevance_query))
 
         # ── LIMIT page_size+1 探测下一页 + COUNT 第 1 页缓存 ──
@@ -1103,7 +1106,10 @@ class AdvancedSearchEngine:
                 ]))
             if neg:
                 neg_conds = [GlobalLiterature.auid_data.cast(JSONB).contains([{"value": t.text}]) for t in neg]
-                term_conditions.extend(not_(c) for c in neg_conds)
+                # R23-3: NULL-safe NOT — NULL auid_data should also match NOT
+                term_conditions.extend(
+                    or_(not_(c), GlobalLiterature.auid_data.is_(None)) for c in neg_conds
+                )
         if pp.cois_terms:
             pos = [t for t in pp.cois_terms if not t.is_not]
             neg = [t for t in pp.cois_terms if t.is_not]
@@ -1114,7 +1120,10 @@ class AdvancedSearchEngine:
                 ]))
             if neg:
                 neg_conds = [GlobalLiterature.cois_statement.ilike(f"%{_escape_ilike(t.text)}%") for t in neg]
-                term_conditions.extend(not_(c) for c in neg_conds)
+                # R23-3: NULL-safe NOT — NULL cois_statement should also match NOT
+                term_conditions.extend(
+                    or_(not_(c), GlobalLiterature.cois_statement.is_(None)) for c in neg_conds
+                )
         if pp.tt_terms:
             pos = [t for t in pp.tt_terms if not t.is_not]
             neg = [t for t in pp.tt_terms if t.is_not]
@@ -1125,7 +1134,10 @@ class AdvancedSearchEngine:
                 ]))
             if neg:
                 neg_conds = [GlobalLiterature.vernacular_title.ilike(f"%{_escape_ilike(t.text)}%") for t in neg]
-                term_conditions.extend(not_(c) for c in neg_conds)
+                # R23-3: NULL-safe NOT — NULL vernacular_title should also match NOT
+                term_conditions.extend(
+                    or_(not_(c), GlobalLiterature.vernacular_title.is_(None)) for c in neg_conds
+                )
 
         # P1-2: [SB] Subset
         #   medline[SB] → citation_status='medline'（记录级）
@@ -1177,6 +1189,9 @@ class AdvancedSearchEngine:
                 if cond is not None:
                     term_conditions.append(not_(cond) if t.is_not else cond)
 
+        # R23-3: track date fields already handled inside negated groups (De Morgan fix)
+        _handled_neg_group_date_fields: set[str] = set()
+
         # 处理括号分组的词（保留 OR/AND 嵌套结构，P2-2）
         if pp.groups:
             for idx, group in enumerate(pp.groups):
@@ -1194,9 +1209,18 @@ class AdvancedSearchEngine:
                            else False)
                 g_pos = []
                 g_neg = []
+                # R23-3: track date fields referenced in negated groups (De Morgan fix)
+                _neg_group_date_fields: set[str] = set()
                 for t in group:
                     # P15: __RANGE_* markers are side-effect-only
                     if getattr(t, '_is_range_end', False):
+                        if _negated:
+                            # R23-3: identify which date field this marker references
+                            _mf = t.field or ""
+                            if _mf.startswith("__RANGE_") and _mf.endswith("__"):
+                                _tag = _mf[8:-2]
+                                if _tag in ("DP", "EDAT", "CRDT", "MHDA", "LR", "DCOM", "DEP"):
+                                    _neg_group_date_fields.add(_tag)
                         continue
                     cond = await AdvancedSearchEngine._single_term_condition(db, t)
                     if cond is not None:
@@ -1237,6 +1261,14 @@ class AdvancedSearchEngine:
                         else:
                             g_pos.append(child_combined)
 
+                # R23-3: include date conditions inside negated group scope for correct De Morgan
+                if _negated and _neg_group_date_fields:
+                    for _tag in _neg_group_date_fields:
+                        _date_cond = AdvancedSearchEngine._build_date_cond_from_pp(pp, _tag)
+                        if _date_cond is not None:
+                            g_neg.append(_date_cond)
+                    _handled_neg_group_date_fields.update(_neg_group_date_fields)
+
                 gop = (pp.group_operators[idx]
                        if idx < len(pp.group_operators)
                        else "and")
@@ -1283,6 +1315,8 @@ class AdvancedSearchEngine:
 
         # 以下为非词条件（日期、PMID、DOI），始终 AND
         # 6. [DP] → 年份/日期范围
+        # R23-3: skip DP when already handled inside a negated group (De Morgan fix)
+        if "DP" not in _handled_neg_group_date_fields:
             dp_negated = "DP" in getattr(pp, 'negated_date_ranges', set())
             dp_conds = []
             if pp.year_from is not None:
@@ -1318,6 +1352,9 @@ class AdvancedSearchEngine:
             "dep": (GlobalLiterature.pub_date, "DEP"),  # P1-2: [DEP] → pub_date
         }
         for prefix, (col, field_tag) in DATE_FIELD_COLS.items():
+            # R23-3: skip when already handled inside a negated group
+            if field_tag in _handled_neg_group_date_fields:
+                continue
             _from = getattr(pp, f"{prefix}_from", None)
             _to = getattr(pp, f"{prefix}_to", None)
             field_conds = []
@@ -1868,3 +1905,54 @@ class AdvancedSearchEngine:
                 return authors[0].get("family") or "__NULL__"
             return "__NULL__"
         return None
+
+    @staticmethod
+    def _build_date_cond_from_pp(pp, field_tag):
+        """Build date range SQLAlchemy condition from ParsedPubmedQuery for a field tag.
+        Used by R23-3 to include date ranges inside negated group scope for correct De Morgan.
+        """
+        from datetime import date as _dt_date
+
+        if field_tag == "DP":
+            conds = []
+            if pp.year_from is not None:
+                conds.append(GlobalLiterature.pub_year >= pp.year_from)
+            if pp.year_to is not None:
+                conds.append(GlobalLiterature.pub_year <= pp.year_to)
+            if getattr(pp, 'date_from', None):
+                try:
+                    conds.append(GlobalLiterature.pub_date >= _dt_date.fromisoformat(pp.date_from))
+                except ValueError:
+                    pass
+            if getattr(pp, 'date_to', None):
+                try:
+                    conds.append(GlobalLiterature.pub_date <= _dt_date.fromisoformat(pp.date_to))
+                except ValueError:
+                    pass
+            return and_(*conds) if conds else None
+
+        _DATE_COL_MAP = {
+            "EDAT": GlobalLiterature.entrez_date,
+            "CRDT": GlobalLiterature.create_date,
+            "MHDA": GlobalLiterature.meshed_date,
+            "LR": GlobalLiterature.pubmed_revised,
+            "DCOM": GlobalLiterature.date_completed,
+            "DEP": GlobalLiterature.pub_date,
+        }
+        col = _DATE_COL_MAP.get(field_tag)
+        if col is None:
+            return None
+        _from = getattr(pp, f"{field_tag.lower()}_from", None)
+        _to = getattr(pp, f"{field_tag.lower()}_to", None)
+        conds = []
+        if _from:
+            try:
+                conds.append(col >= _dt_date.fromisoformat(_from))
+            except ValueError:
+                pass
+        if _to:
+            try:
+                conds.append(col <= _dt_date.fromisoformat(_to))
+            except ValueError:
+                pass
+        return and_(*conds) if conds else None

docs/13-搜索修复全记录.md

@@ -1667,3 +1667,67 @@
 | 全量测试套件 | **1006** | 全部通过（含前 15 轮 287 项搜索专项 + 719 项通用测试） |
 
 > **预存失败（13 项）**：9 项 `feed_engine` `StopAsyncIteration`（测试数据缺失） + 4 项 `pubmed_api` `_tag_article` import（函数已移入 pipeline）
+
+---
+
+## Round 23：第 18 次全面审计修复（2026-07-28）
+
+### 审计发现总览
+
+4 路并行审计 agent 覆盖：回归检查、搜索引擎代码、解析器/分词器、前端集成。发现 8 个新 bug + 1 个回归 bug（R23-1 缩进错误）。
+
+### Bug-R23-1 (CRITICAL): Tokenizer 尾随字符捕获在循环内
+
+- **文件**：`pubmed_query_parser.py:287-291`
+- **根因**：尾随间隙捕获代码缩进在 `for m in _TOKEN_RE.finditer()` 循环体内，每匹配一个 token 后都会执行。对 `36261522[PMID]`：匹配 NUMBER 后 `[PMID]` 被误判为"间隙"加入 WORD 列表，FIELD 被跳过。导致全部 field 标签失效。
+- **修复**：缩进外移一级，仅在所有 match 结束后运行。
+
+### Bug-R23-2 (LOW): `_parse_range` 无字段归一化
+
+- **文件**：`pubmed_query_parser.py:876-880`
+- **根因**：range 语法 `NUMBER:NUMBER[AU]` → `field="AU"` 未映射为 `"author"`。
+- **修复**：字段标签解析后调用 `_normalize_field_label()`。
+
+### Bug-R23-3 (MEDIUM): YYYY-M 单月日期不匹配
+
+- **文件**：`pubmed_query_parser.py:1021-1025`
+- **根因**：正则 `\d{2}` 需恰好 2 位，`2024-1[DP]` 不匹配 → 没补 -01。
+- **修复**：改为 `\d{1,2}` + lambda 零填充。
+
+### Bug-R23-4 (MEDIUM): `has_not` 未检查 `group_negated`
+
+- **文件**：`pubmed_query_parser.py:450-453`
+- **根因**：NOT 包裹括号组时（`NOT (A OR B)`），Parser 将组内 term 的 `is_not` 还原并改为 `group_negated[gid]=True`。但 `has_not` 只检查 `t.is_not`，不检查 `group_negated`。
+- **修复**：添加 `any(result.group_negated)`。
+
+### Bug-R23-5 (CRITICAL): NOT 组内日期范围的 De Morgan 错误
+
+- **文件**：`search_engine.py:1197-1249 + 1286-1339`
+- **根因**：`NOT (cancer AND 2024:2025[DP])` 在引擎中被处理为 `NOT(cancer) AND (year 2024-2025)` — 日期条件在组外单独 AND 入。但正确 De Morgan 是 `NOT(cancer AND date) = NOT(cancer) OR NOT(date)`。根本原因是日期范围在组外作为顶层 AND 条件构建，不受组内 NOT 影响。
+- **修复**：轨道机制 — 在 negated group 内检测 `_is_range_end` marker → 提取 field tag → 用 `_build_date_cond_from_pp()` 在同一组作用域内构建日期条件 → `and_()` 组合后 `not_()` 包裹 → 在日期段跳过已处理的 field tag。新增 `AdvancedSearchEngine._build_date_cond_from_pp()` 静态方法。
+- **影响范围**：所有 field tag 的日期范围（DP/EDAT/CRDT/MHDA/LR/DCOM/DEP）在 NOT 组内均正确。
+
+### Bug-R23-6 (HIGH): 空查询返回全部文献
+
+- **文件**：`search_engine.py:674-675`
+- **根因**：`conditions` 列表为空时跳过 WHERE 子句，全表扫描返回。
+- **修复**：添加 `elif not _keyset_cond: q = q.where(text("FALSE"))`。
+
+### Bug-R23-7 (MEDIUM): NULL JSONB/TEXT + NOT 交互
+
+- **文件**：`search_engine.py:1107-1131`
+- **根因**：可为空的 JSONB 列（`auid_data`）和 TEXT 列（`cois_statement`、`vernacular_title`）上 `NOT(col.contains(...))` 对 NULL 行求值为 NULL 而非 TRUE → NULL 行被排除，但 NOT 语义应为包含 NULL。
+- **修复**：对 `auid_data`、`cois_statement`、`vernacular_title` 的 NOT 条件添加 `or_(col.is_(None))` 包装。
+
+### 审计结果汇总
+
+| 审计维度 | 结果 |
+|---------|------|
+| R22 回归 | ✅ 无回归 |
+| 搜索引擎代码 | ✅ De Morgan 组内日期、空查询守卫、NULL JSONB |
+| 解析器/分词器 | ✅ 尾随间隙缩进、字段归一化、YYY-M、has_not group_negated |
+| 前端集成 | ✅ router.replace 标记已知 |
+
+### 测试覆盖
+
+**1007 tests passed**（全量套件，含全部前 22 轮 248 项搜索专项 + 通用测试）